Settling Securities Cases with Regulators
Key issues to consider before entering into a settlement with a securities regulator, including the scope of the regulators’ ...
JD Supra2d
Misleading political spending disclosure alleged to run afoul of the securities laws
How did federal racketeering and conspiracy charges against a politician and a 501(c)(4) organization controlled by him lead to another ...
Law24d
SEC Ordered to Explain ‘How and When the Federal Securities Laws Apply to Digital Assets’
The U.S. Court of Appeals for the Third Circuit entered an opinion in litigation involving Coinbase Global Inc. and the Securities and Exchange Commission. The federal appellate court explained ...
IFLR18d
Why an FPI? FPI status affords benefits under US securities laws
With less onerous requirements and disclosure obligations, FPIs enjoy significant accommodations under US securities laws as compared to US domestic issuers ...
JD Supra7d
Securities Class Action Filings Increase for Second Consecutive Year in 2024
AI-related filings more than double and 1933 Act filings continue to decline. The number of securities class action filings ...
Reason22d
Does the SEC Have the Authority To Regulate Digital Art?
As a federal lawsuit against the SEC explains ... declaring them "unregistered securities offerings." Under the Securities Act of 1933, the U.S. Supreme Court ruled in the 1946 case SEC ...