The Hill

Lobbyists stress industrial impact of derivatives rules

The Obama administration and congressional Democrats are working on a proposal to rein in the market for derivatives by trying to move most of the financial transactions onto central clearinghouses or ...
InvestmentNews

SEC approves rule limiting use of derivatives in funds

A split Securities and Exchange Commission Wednesday approved a rule to limit the use of derivatives in investment funds that drew dissent from Democratic members who said it does not adequately ...
The National Law Review

SEC Adopts Final Derivatives Rule and Related Amendments

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
The National Law Review

Useful Reference Materials for Compliance with the New Derivatives Rule for “Limited Derivatives Users”

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...
Bloomberg L.P.

Traders Said to Lobby for Rethinking of Rupee Derivatives Rule

Sign up for the India Edition newsletter by Menaka Doshi – an insider's guide to the emerging economic powerhouse, and the billionaires and businesses behind its ...
Reuters

Industry says derivatives rules need tweaking to spot risks better

LONDON (Reuters) - Regulators won't get a clear picture of risks in the $550 trillion derivatives market until they prune trade reporting rules, a group of 13 industry bodies said on Wednesday. The ...
JD Supra

Derivatives Business Conduct Rule Issued by the Canadian Securities Administrators

After a 10-year long consultation process, the Canadian Securities Administrators (CSA) have published Multilateral Instrument 93-101 – Derivatives: Business Conduct (Rule), a core regulation ...
American Banker

NCUA’s derivatives rule could be boon for large credit unions

Only a handful of the nation’s largest credit unions dabble in derivatives, but proposed changes from the National Credit Union Administration could give federally chartered institutions another tool ...
The TRADE

FCA amends derivatives rules to avoid Brexit disruption

The temporary changes made by the UK watchdog were an attempt to prevent the catastrophic disruption of the $50 trillion derivatives market. The Financial Conduct Authority (FCA) has submitted ...
Investment Executive

IIROC proposes derivatives trading rules

The Investment Industry Regulatory Organization of Canada (IIROC) is proposing rule changes that would enable it to oversee derivatives trading on exchanges. The industry self-regulatory organization ...
JD Supra

SEC Adopts Final Derivatives Rule and Related Amendments

The Securities and Exchange Commission (SEC) voted 3-2 on October 28, 2020 to adopt Rule 18f-4 under the Investment Company Act of 1940, as amended (1940 Act), and related amendments (Rule 18f-4 or ...